Our Process

Becoming a Client

At Assante, we make sure you have all the information you need before making such an important decision as choosing a financial advisor. We provide all prospective clients with a detailed advisor profile, explanation of our services, and a company overview that explains the advantages we offer to our clients. We listen to your goals and dreams, evaluate your current financial situation, then formulate a plan to help you meet those goals. In the end, you will have a plan that addresses all of your needs by providing the most effective solutions for you and your family.

To learn more about the benefits of being an Assante client, take a closer look at our customized approach below, or contact me at your convenience for a private consulation.

Our Steps

Module 1


First, we get to know you, your financial situation and your needs, By understanding your personal situation and goals. This is accomplished by one or more in depth meetings.

Module 2


We will conduct a thorough analysis of your current financial situation, drawing  on the expertise  of Assante's many resources to gain a thorough understanding of all relevant aspects impacting your financial situation.

Module 3


We understand that each person and each business is unique. Your customized financial strategy will identify and offer strategies to address the challenges you face in meeting your goals. This plan will also include an Investment Policy Statement.

Module 4

Monitor and Review

We will meet on a regular basis to monitor your evolving needs and goals in light of changes in your life as well as in the investment markets, tax laws and econmonice realities. We will also discuss the right number of personal meetings to be held on an annual basis to best suit your needs.